Head - AIF PMS Compliance

The “Head - AIF PMS Compliance” will be responsible for managing and overseeing all compliance functions related to Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) in accordance with SEBI regulations.

Key Responsibilities:
• Oversee compliance with SEBI regulations related to AIF (Alternative Investment Funds) and PMS (Portfolio Management Services).
• Ensure all regulatory filings, documentation, and reporting requirements are met in a timely manner.
• Develop and maintain internal compliance policies in line with current laws and regulations.
• Liaise with regulatory authorities, auditors, and internal stakeholders for smooth operations.
• Monitor investment restrictions, risk management policies, and fund-related compliance.
• Conduct periodic compliance audits to ensure ongoing adherence to regulations.
• Provide compliance training to staff and keep the management informed about any new regulations or changes.
• Manage and mitigate potential compliance risks, ensuring the company's operations align with all legal requirements.
• Assist with legal and regulatory queries and provide guidance on regulatory best practices.

Qualifications:
• Minimum 5 - 8 years of experience in AIF PMS compliance, with deep knowledge of SEBI regulations.
• Must possess a CS (Company Secretary) degree.
• Excellent understanding of investment management regulations.
• Age group: 32 to 40 years.
• Strong communication and leadership skills to interact with senior management and regulatory bodies.

Job Types: Full-time, Permanent Read more