Compliance Officer - Bank

Compliance Officer

Organization- MNC Bank

Location: Delhi

Experience: 5-9 years

Job Description:

Roles Responsibilities:

- Develop and implement an effective legal compliance program

- Create sound internal controls and monitor adherence to them

- Draft and revise company policies

- Proactively audit processes, practices and documents to identify weaknesses

- Evaluate business activities (e.g. investments) to assess compliance risk

- Collaborate with external auditors and HR when needed

- Set plans to manage a crisis or compliance violation

- Educate and train employees on regulations and industry practices

- Address employee concerns or questions on legal compliance

- Keep abreast of internal standards and business goals Read more