Verified Job
Accounting - Finance
Specialist Business Compliance Corporate Banking
Accounting - Finance
#214971
Remote / WFH
Job Description
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Job Purpose (In a brief, specific one or two-sentence statement, answer the questions: 'Why does this position exist' and 'What is it expected to accomplish')
Provide strong second line of defence to the Bank on all requirements related to regulatory guidelines and be a learned partner to Business by ensuring apt advise on Regulatory subjects.
Key Accountabilities (List the expected end results or KPIs that the job holder is expected to achieve for this job. Do not list more than 5)
Knowledge of Regulatory risk.
• Driving compliance culture and standards
• Implementation of regulatory requirements.
• Managing regulatory requirements for products/process/policy.
• Managing efficient relationship with Regulator/s.
• Risk based decision and assessment of various initiatives/Products.
• Be trusted and learned Advisor for Business and other stakeholders.
• Identifying, escalation and mitigation of regulatory/Compliance risk
• Continuous upskilling and learning for managing ever changing complex Regulatory/Compliance requirements
Job Duties & responsibilities (List the principal duties. Use concise statements that provide a clear understanding of the level of responsibility, complexity, creativity and analysis performed in this position.)
• Support Corporate Banking Business as Compliance Advisor for all Regulatory requirements
• Support product/policy/process related to corporate Business governance within regulatory framework for Corporate Banking Business
• Participate and Present compliance inputs in forums as deputed by Compliance Head.
• Managing stakeholder's expectation within the governance/compliance framework.
• Support other team members in discharging compliance agenda
• Assist in managing RBI Audit and resolution of regulatory issues.
• Ensure best practices are adopted and guidelines complied with and that all activities comply with applicable, rules and regulations product approvals.
• Liaise with the Regulators and establish a cordial rapport. Correspond with the regulators, if appropriate.
• Share know-how and experience with other the legal-compliance team and elsewhere within the DBS compliance and legal function, including participation in any global practice groups relevant to role and expertise.
• Supporting any assessment/scrutiny required for driving compliance culture/objective
Job Purpose (In a brief, specific one or two-sentence statement, answer the questions: 'Why does this position exist' and 'What is it expected to accomplish')
Provide strong second line of defence to the Bank on all requirements related to regulatory guidelines and be a learned partner to Business by ensuring apt advise on Regulatory subjects.
Key Accountabilities (List the expected end results or KPIs that the job holder is expected to achieve for this job. Do not list more than 5)
Knowledge of Regulatory risk.
• Driving compliance culture and standards
• Implementation of regulatory requirements.
• Managing regulatory requirements for products/process/policy.
• Managing efficient relationship with Regulator/s.
• Risk based decision and assessment of various initiatives/Products.
• Be trusted and learned Advisor for Business and other stakeholders.
• Identifying, escalation and mitigation of regulatory/Compliance risk
• Continuous upskilling and learning for managing ever changing complex Regulatory/Compliance requirements
Job Duties & responsibilities (List the principal duties. Use concise statements that provide a clear understanding of the level of responsibility, complexity, creativity and analysis performed in this position.)
• Support Corporate Banking Business as Compliance Advisor for all Regulatory requirements
• Support product/policy/process related to corporate Business governance within regulatory framework for Corporate Banking Business
• Participate and Present compliance inputs in forums as deputed by Compliance Head.
• Managing stakeholder's expectation within the governance/compliance framework.
• Support other team members in discharging compliance agenda
• Assist in managing RBI Audit and resolution of regulatory issues.
• Ensure best practices are adopted and guidelines complied with and that all activities comply with applicable, rules and regulations product approvals.
• Liaise with the Regulators and establish a cordial rapport. Correspond with the regulators, if appropriate.
• Share know-how and experience with other the legal-compliance team and elsewhere within the DBS compliance and legal function, including participation in any global practice groups relevant to role and expertise.
• Supporting any assessment/scrutiny required for driving compliance culture/objective
