Senior Manager-Legal, Secretarial Compliance

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Infratech


Legal Assistant
Infratech • Thane, Maharashtra • via WorkIndia.in
3 days ago
₹20K–₹30K a month
Full–time
No Degree Mentioned
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Job description
Salary Range : Rs. 20000 - Rs. 30000 , based on skills, experience, and interview performance

Educational Requirement : Graduate

Work Arrangement : Work From Office

Gender Preference : Both male and female can apply

Skills Requirement : No predefined skills necessary

Experience Requirement : Fresher

Location : Thane

Working Hours : 10:30 AM - 7:00 PM | Monday to Saturday

Additional Info : Conduct Research To Advise Clients. Develop Litigation Strategies. Gather Evidence To Support Claims. Prepare Legal Documents. Marathi Typing Required.
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PPFAS Mutual Fund


Senior Manager-Legal, Secretarial Compliance
PPFAS Mutual Fund • Mumbai, Maharashtra • via Glassdoor
6 days ago
Full–time
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Job description
Job Description:

Having 6 to 8 years of experience in the Mutual Fund Industry.

Skills required:
• Well versed with SEBI (MF) Regulations
• Root cause analysis,
• Multitasking
• Experience of working in AMC
• Effective Interpersonal Communication
Compliance Secretarial Functions
• To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations.
• To review and update on regularly basis Compliance Manual and other policies.
• To conduct compliance awareness sessions on Insider Trading, etc.
• To ensure Compliance provision of RBI Act, AMFI Circulars notices
• To maintain and update of compliance tracker/ RBI Act and other applicable regulations, AMFI Regulations
• Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations.
• To Interpret the various Circulars of SEBI, AMFI, RBI and other regulators and decide on course forward for implementation of the same.
• Having knowledge of PMLA Regulations and Anti Money Laundering rules.
• To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors.
• To maintain cordial relations with the regulators.
• Preparation and Finalisation of Board Agenda, Committee Agenda, and Minutes of the Meetings, To review notices, director’s report, and minutes for the Board and General meetings;
• Preparation and periodic updating of Scheme Information Documents, SAI and KIM
• Review of Half yearly and annual scheme reports/portfolio
• Co-ordinating with various inter-departments on Regulatory Requirements
• Well versed with Clearing Marketing materials under Advertisement Code
• Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA.
• Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance.
• To vet the Distributor empanelment agreements, vendors agreements and Branch agreements and any other legal work.
Qualification Experience::
• B. Com, ACS, LLB.
• Any course in Anti Money laundering will be an added advantage.
• 6 to 8 Years of Work Experience in Mutual Fund Industry/AMC
Job Location: Mumbai

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