Verified Job
Accounting - Finance
Guidelines Monitoring Operations Analyst
Accounting - Finance
#346050
Remote / WFH
Job Description
Full Job Description
Job Responsibilities:
Monitoring requires managing the alerts, breaches generated pre/ post trade as a result of trades/ non-trading actions and communicating effectively with various stakeholders.
Description of Functions
Coding
Annotation of Investment management Agreement
Coding client and regulatory rules on compliance platforms.
Rule Standardization
Counterparty and broker setups for trading
Setting up strategy benchmark and client approved security List
Leveraging Machine learning tools for standard rule setups
Performing analytical review of Investment Guidelines provided by investors and institutions.
Partner with various operations team to improve data availability and overall quality of underlying data.
Monitoring
Monitoring investment breaches & tracking down root causes
Liaison with Portfolio Managers & end-clients ensuring complete adherence to Investment Guidelines.
Ensure investment of portfolios is per client guidelines, internal policies & procedures and in compliance with all relevant regulatory requirements.
Leverage Portfolio analytical tools and perform durations and weightage calculations for complex rules
Analysis & Interpretation of investment guidelines related to Equity, Fixed Income, BETA, ETF, Funds, Hedge Fund Portfolios & Derivatives.
Ensure coding accuracy & communicate in case of any discrepancy.
Partner with various operations team to improve data availability and overall quality of underlying data.
Required Qualifications, Skills and Capabilities
1-3 years of work experience in Financial Markets, Portfolio Management, and Investment Compliance.
Candidate with 3+ years in-depth understanding of securities reference data, portfolio analysis experience can be considered.
MBA (Finance), Pursuing CFA/ FRM.
Analytical & Interpretation skills: Client agreement language needs interpretation and post trade compliance tests performed need data analysis skills. Team needs to understand financial instruments which are being traded by Portfolio Managers to code guidelines or to perform secondary research.
Detail Orientation: Function is critical from an impact perspective. Need eye for detail and there is zero tolerance to oversight mistakes.
Communication (Spoken - Assertiveness & Written): Need to communicate with Front office (Portfolio Managers), Onshore leads, Client Services on need basis to ensure correct interpretation by the coding team & to confirm client guideline breaches are understood by Front Office for necessary correction of the trades. Portfolio breaches need to be explained with requisite details over the email.
Understanding of Portfolio Management, Role of Portfolio Manager, Key aspects of Investment Management.
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, ****** orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
Job Responsibilities:
Monitoring requires managing the alerts, breaches generated pre/ post trade as a result of trades/ non-trading actions and communicating effectively with various stakeholders.
Description of Functions
Coding
Annotation of Investment management Agreement
Coding client and regulatory rules on compliance platforms.
Rule Standardization
Counterparty and broker setups for trading
Setting up strategy benchmark and client approved security List
Leveraging Machine learning tools for standard rule setups
Performing analytical review of Investment Guidelines provided by investors and institutions.
Partner with various operations team to improve data availability and overall quality of underlying data.
Monitoring
Monitoring investment breaches & tracking down root causes
Liaison with Portfolio Managers & end-clients ensuring complete adherence to Investment Guidelines.
Ensure investment of portfolios is per client guidelines, internal policies & procedures and in compliance with all relevant regulatory requirements.
Leverage Portfolio analytical tools and perform durations and weightage calculations for complex rules
Analysis & Interpretation of investment guidelines related to Equity, Fixed Income, BETA, ETF, Funds, Hedge Fund Portfolios & Derivatives.
Ensure coding accuracy & communicate in case of any discrepancy.
Partner with various operations team to improve data availability and overall quality of underlying data.
Required Qualifications, Skills and Capabilities
1-3 years of work experience in Financial Markets, Portfolio Management, and Investment Compliance.
Candidate with 3+ years in-depth understanding of securities reference data, portfolio analysis experience can be considered.
MBA (Finance), Pursuing CFA/ FRM.
Analytical & Interpretation skills: Client agreement language needs interpretation and post trade compliance tests performed need data analysis skills. Team needs to understand financial instruments which are being traded by Portfolio Managers to code guidelines or to perform secondary research.
Detail Orientation: Function is critical from an impact perspective. Need eye for detail and there is zero tolerance to oversight mistakes.
Communication (Spoken - Assertiveness & Written): Need to communicate with Front office (Portfolio Managers), Onshore leads, Client Services on need basis to ensure correct interpretation by the coding team & to confirm client guideline breaches are understood by Front Office for necessary correction of the trades. Portfolio breaches need to be explained with requisite details over the email.
Understanding of Portfolio Management, Role of Portfolio Manager, Key aspects of Investment Management.
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, ****** orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
