Verified Job
Event Management
Compliance Officer
Event Management
#10195
Remote / WFH
RRR Investments
Job Description
We are looking for a proactive and detail-oriented candidate to support the compliance, governance, and secretarial function of our Category II Alternate Investment Fund (AIF). As a SEBI-registered AIF, we operate in a highly regulated environment that demands strong adherence to SEBI (AIF) Regulations, 2012, Master Circulars, and ongoing reporting requirements. The ideal candidate will work closely with senior management to ensure timely filings, robust documentation and best-in-class governance standards.
Key Responsiblities:
Assist the Compliance Officer and Manager in monitoring day-to-day compliance with SEBI (AIF) Regulations, 2012, AIF Master Circular, and other applicable SEBI circulars for Category II AIFs
Prepare, maintain and track the regulatory compliance calendar for quaterly, annual and event-based filings with SEBI, including periodic reports and other disclosures.
Handle KYC, AML, and onboarding documentation in line with SEBI and PMLA requirements, coordinating with intermediaries and service providers as needed.
Qualifications:
CS (Company Secretary) qualified or CS Executive (passed Executive level) from ICSI.
0-3 years of experience in compliance, secretarial, fund management or capital markets. Fresher CS/CS Executive with strong interest in AIF/Investment Fund may apply.
Basic understanding of SEBI Regulations, Companies Act, and preferably SEBI (AIF) Regulations, 2012.
Pay: ₹300,000.00 - ₹550,000.00 per year
Ability to commute/relocate:
Vapi, Gujarat (Vapi, Valsad District): Reliably commute or planning to relocate before starting work (Preferred)
License/Certification:
Company Secretary (Preferred)
Work Location: In person
Key Responsiblities:
Assist the Compliance Officer and Manager in monitoring day-to-day compliance with SEBI (AIF) Regulations, 2012, AIF Master Circular, and other applicable SEBI circulars for Category II AIFs
Prepare, maintain and track the regulatory compliance calendar for quaterly, annual and event-based filings with SEBI, including periodic reports and other disclosures.
Handle KYC, AML, and onboarding documentation in line with SEBI and PMLA requirements, coordinating with intermediaries and service providers as needed.
Qualifications:
CS (Company Secretary) qualified or CS Executive (passed Executive level) from ICSI.
0-3 years of experience in compliance, secretarial, fund management or capital markets. Fresher CS/CS Executive with strong interest in AIF/Investment Fund may apply.
Basic understanding of SEBI Regulations, Companies Act, and preferably SEBI (AIF) Regulations, 2012.
Pay: ₹300,000.00 - ₹550,000.00 per year
Ability to commute/relocate:
Vapi, Gujarat (Vapi, Valsad District): Reliably commute or planning to relocate before starting work (Preferred)
License/Certification:
Company Secretary (Preferred)
Work Location: In person
