Bank Audit Credit Audit- Qualified CA

Experience- 4+ Years

Qualification- Qualified CA

Job Responsibilities: -

• Produce daily profit and loss for the business unit/trading center

•Experience into Bank Audit /Fixed asset Audit/concurrent Audit

• Provide necessary transparency of controls done either for quality assurance or for final validation and control performance

• Obtain necessary sign-off from Front-Office (Traders) of the reported PL

• Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide

• Liaise with different support teams for escalation and remediation of daily issues encountered

• Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively.

• Work with different stakeholders to improve existing processes and outputs

• Produce and review Business level internal and external financial disclosures

• Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks

• Second level of escalation for team issues and for stakeholder escalation

• Close Self-Identified Issues and Audit points on timely basis

• Monitoring of exceptions including investigation and explanation

• Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner

• Process standardization across business

• Provides summary of KRI's for their business area and remediation plans where SLA's are being missed and/or where issues exist

• Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis.

• Work with different stakeholders to improve existing processes and outputs

• The position sits with Rates Business for EMEA region. Read more