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Verified Job Retail / Counter Sales

Senior Manager Regulatory Reporting

Mumbai, Maharashtra
Retail / Counter Sales
#221315
Remote / WFH

Job Description

Role Responsibilities Strategy We are a leading international bank focused on helping people and companies prosper across Asia Africa and the Middle East To us good performance is about much more than turning a profit Its about showing how you embody our valued behaviours do the right thing better together and never settle as well as our brand promise Here for good Were committed to promoting equality in the workplace and creating an inclusive and flexible culture one where everyone can realise their full potential and make a positive contribution to our organisation This in turn helps us to provide better support to our broad client base Role responsibilities Work with regime managers Compliance Tech and passing on key messages to team Drive improvement in processes and services based on gained knowledge Be part of the execution of the core CRO tasks All aspects of tasks related to prevention detection assurance oversight of Regulatory reporting function Timely responses to external internal queries Build tactical and strategic processes and collaborate with Technology Change teams to deliver them Ensure adherence to Process Documents including regular updation and execution of the same Ensure robust control framework is enriched and followed by Regops team Manage team work allocations and quality delivery Actively participate in group Projects changes People and Talent Ensure the Regulatory Operations team is appropriately skilled motivated and enabled to deliver and maintain a highquality control environment across reporting function Adopt and promote a culture of risk awareness accountability for controls processes People need to be team players with the ability to collaborate across global Regulatory Operations team Risk Management Create a control framework that effectively executes prevention detection Assurance oversight processes with the APAC DF MIFID SFTR EMIR and other reporting function Understand the system architecture limitations remediation plans to ensure impact on day to day reporting can be mitigated Evolve improve question processes to ensure the team are working in an environment of continual change while having certainty around how current DOI processes should be completed Ensure timely escalation of errors omissions technical issues impacting the performance of the reporting function Provide a daily dashboard of performance to provide visibility of the performance of the reporting function Regulatory Business Conduct Display exemplary conduct and live by the Group s Values and Code of Conduct Take personal responsibility for embedding the highest standards of ethics including regulatory and business conduct across Standard Chartered Bank This includes understanding and ensuring compliance with in letter and spirit all applicable laws regulations guidelines and the Group Code of Conduct Lead them to achieve the outcomes set out in the Bank s Conduct Principles Effectively and collaboratively identify escalate mitigate and resolve risk conduct and compliance matters Key Stakeholders Compliance Regulatory Operations Management Regulatory
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