Ensure all the activities are in adherence as per the compliance and risk policy.
Preparing margin report & monitoring exchange circular for further update
Valuation of the customer on the basis of credit worthiness.
Monitoring Client Positions, Limits and Triggering the Square off Process for the clients.
Generation of MIS, Client Level Reports etc.
Allocate Exposures/Limits to the Clients & branches.
Effectively Tracking Market Movements and Risk Exposure.
Segmenting the clients on the basis of financials/debits.
Follow –up of Funds with Clients /RM’s.
Reviewing intra segment funds transfer.
Making square off according to client level shortfall
Monitoring client position on the basis of daily margin update
Preparation of risk-based reports by including parameters on daily basis reporting to the management about the same decision making.
Involved in portfolio risk monitoring at Branch levels as well as client's level on the Basis of exposure taken by, and against deposit maintained by clients.
Knowledge of CTCL software
Knowledge of exchanges guidelines related to day-to-day execution, like Margin reporting guidelines of Equity & Commodity exchanges.