Verified Job
Accounting - Finance
Internal Audit, Financial Crimes, Director (AVP equivalent)
Accounting - Finance
#629514
Remote / WFH
Job Description
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
Help identify risk and impact to the Global Financial Crimes area within the Compliance division to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in effectively managing multiple deliverables in line with team priorities and delivering high-quality work
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
Represent the Compliance audit team by providing KYC subject matter expertise to other business coverage areas in front-to-back audits
What you'll bring to the role:
At least 4 years' relevant experience would generally be expected to find the skills required for this role.
Understanding of business line and key regulations relevant to Global Financial Crimes, including KYC process.
Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring).
Ability to identify and analyse multiple data sources to inform point of view.
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly.
A commitment to practicing inclusive behaviours.
Strong technical understanding of KYC processes and regulatory expectations, with excellent verbal, written, and interpersonal communication skills.
ACAMS qualification or equivalent ispreferred
Relevant certifications (e.g., CIA, CAMS, CFCS) preferred
What you'll do in the role:
Help identify risk and impact to the Global Financial Crimes area within the Compliance division to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in effectively managing multiple deliverables in line with team priorities and delivering high-quality work
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
Represent the Compliance audit team by providing KYC subject matter expertise to other business coverage areas in front-to-back audits
What you'll bring to the role:
At least 4 years' relevant experience would generally be expected to find the skills required for this role.
Understanding of business line and key regulations relevant to Global Financial Crimes, including KYC process.
Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring).
Ability to identify and analyse multiple data sources to inform point of view.
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly.
A commitment to practicing inclusive behaviours.
Strong technical understanding of KYC processes and regulatory expectations, with excellent verbal, written, and interpersonal communication skills.
ACAMS qualification or equivalent ispreferred
Relevant certifications (e.g., CIA, CAMS, CFCS) preferred
