Verified Job
Accounting - Finance
Enhanced Due Diligence Analyst job post
Accounting - Finance
#351887
Remote / WFH
Job Description
Job Responsibilities
Interactive Brokers (IBKR) is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst. This entry-level position has room for growth for highly motivated and exceptional performers. The New Accounts EDD Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act.
Responsibilities
Conduct Know Your Customer ("KYC") analysis and risk profiles in accordance with policies and procedures
Perform due diligence on higher-risk customers and industries.
Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties
Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment and
Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines
Qualifications
Two to six years of experience in AML/BSA/KYC compliance at client on-boarding with a large broker-dealer or other financial institution with an international client base
Bachelor's Degree required or equivalent experience
Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment
Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision
A high degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
Outstanding communication, analytical, and project management skills
Willingness and ability to obtain financial registration exams promptly
Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred.
Company Benefits & Perks:
Competitive salary package.
Performance-based annual bonus (cash and stocks)
Hybrid working model (3 days office/week)
Group Medical & Life Insurance.
Modern offices with free amenities and fully stocked cafeterias
Monthly food card & company-paid snacks.
Hardship/shift allowance with company-provided pickup & drop facility
Attractive employee referral bonus.
Frequent company-sponsored team-building events and outings
Depending upon the shifts.
The benefits package is subject to change at the management's discretion.
#LI-OD1
Company Overview
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.
Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
Click the link to view a short video with a few words from current Interactive Brokers employees: https://www.interactivebrokers.com/en/index.php?f=318++
Interactive Brokers (IBKR) is looking to hire a New Accounts Enhanced Due Diligence (EDD) Analyst. This entry-level position has room for growth for highly motivated and exceptional performers. The New Accounts EDD Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act.
Responsibilities
Conduct Know Your Customer ("KYC") analysis and risk profiles in accordance with policies and procedures
Perform due diligence on higher-risk customers and industries.
Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties
Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment and
Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines
Qualifications
Two to six years of experience in AML/BSA/KYC compliance at client on-boarding with a large broker-dealer or other financial institution with an international client base
Bachelor's Degree required or equivalent experience
Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment
Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision
A high degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
Outstanding communication, analytical, and project management skills
Willingness and ability to obtain financial registration exams promptly
Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred.
Company Benefits & Perks:
Competitive salary package.
Performance-based annual bonus (cash and stocks)
Hybrid working model (3 days office/week)
Group Medical & Life Insurance.
Modern offices with free amenities and fully stocked cafeterias
Monthly food card & company-paid snacks.
Hardship/shift allowance with company-provided pickup & drop facility
Attractive employee referral bonus.
Frequent company-sponsored team-building events and outings
Depending upon the shifts.
The benefits package is subject to change at the management's discretion.
#LI-OD1
Company Overview
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Ticker: IBKR) is a direct access electronic broker serving professionals, frequent traders, institutional investors, financial advisors and introducing brokers. Our clients have access to more than 150 market centers around the world from a single integrated account. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team that has spent four decades focused on advanced technology and automation that equips our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products, at low or no cost, positioning them to achieve superior returns.
Headquartered in Greenwich, CT, USA. IBKR has offices in more than 15 countries across the world.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
Click the link to view a short video with a few words from current Interactive Brokers employees: https://www.interactivebrokers.com/en/index.php?f=318++
