Verified Job
Non-profit - Volunteer
Compliance Officer – Junior Analyst
Non-profit - Volunteer
#777636
Full Time
Stevens & Bolton LLP
Job Description
Risk assessing new and existing clients and matters, conducting AML due diligence checks and research, and producing reports.
Carrying out conflicts of interest checks for the firm within the conflict database software, analysing conflict search results, identifying the existence of potential conflicts and liaising with partners and fee earners to address or clear potential conflicts and open files under the guidance of the NBI Manager.
Carrying out client and company monitoring processes to keep the firm’s records up to date, identifying and reporting any changes to risk level.
Carrying out conflicts of interest checks for the firm within the conflict database software, analysing conflict search results, identifying the existence of potential conflicts and liaising with partners and fee earners to address or clear potential conflicts and open files under the guidance of the NBI Manager.
Carrying out client and company monitoring processes to keep the firm’s records up to date, identifying and reporting any changes to risk level.
