Verified Job
Legal
Compliance Officer - Financial Services - LLM/LLB/CS
Legal
#757430
Remote / WFH
SKS Enterpprises · Gandhinagar, Gujarat ·
Job Description
Job description
Position Name - Compliance Officer
Location - Gift City, Gandhinagar
Experience Range - 3+ yrs
Mandatory Requirement :
- Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks
Job Roles and Responsibilities :
- Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.
- Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.
- Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.
- Drafting of PPM, Contribution agreement, Trust Deed, etc.
- Vetting/Drafting of various agreements with Vendors, Distributors, service providers, etc.
- Understanding of the laws of various overseas jurisdictions where the fund is distributed.
- Review of marketing materials for the Fund.
- Listing/registering of the Funds at various overseas jurisdictions where the Fund is being marketed.
- Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.
- Interacting with the statutory authorities for approvals & clarifications
- Reporting compliances to IFSC, ROC, RBI, etc.
- Generation of MIS and reporting to top level management
- Liasoning with the auditors on compliance issues
- Liasoning with legal firms for review of documentation
- Providing compliance updates to various departments
Qualification and Experience :
- CS with at least 3 years of Financial Services experience. AIF experience will be an added advantage.
- LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an added advantage.
- Other Degrees / Certifications / Vocational, Technical or Professional Qualifications
- Good command of the law and excellent knowledge of the Indian legal system
- Strong communication skills and very good command of the English language
- Must demonstrate attention for detail and possess an investigative and questioning nature.
- Proactive and having foresight.
- Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar
Position Name - Compliance Officer
Location - Gift City, Gandhinagar
Experience Range - 3+ yrs
Mandatory Requirement :
- Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks
Job Roles and Responsibilities :
- Responsible for overall Compliance, Legal and Corporate Secretarial functions of the GIFT Branch of the AMC.
- Responsible for compliance under IFSC Regulations, Corporate Laws, etc. for GIFT Branch.
- Supervising various Compliances as per IFSC regulations on day-to-day basis, internal compliance systems, etc.
- Drafting of PPM, Contribution agreement, Trust Deed, etc.
- Vetting/Drafting of various agreements with Vendors, Distributors, service providers, etc.
- Understanding of the laws of various overseas jurisdictions where the fund is distributed.
- Review of marketing materials for the Fund.
- Listing/registering of the Funds at various overseas jurisdictions where the Fund is being marketed.
- Preparation and filing of various periodical reports as required by the IFSC Regulator from time to time.
- Interacting with the statutory authorities for approvals & clarifications
- Reporting compliances to IFSC, ROC, RBI, etc.
- Generation of MIS and reporting to top level management
- Liasoning with the auditors on compliance issues
- Liasoning with legal firms for review of documentation
- Providing compliance updates to various departments
Qualification and Experience :
- CS with at least 3 years of Financial Services experience. AIF experience will be an added advantage.
- LL. B/LL.M. A qualified lawyer from a premier Indian/ International university will be an added advantage.
- Other Degrees / Certifications / Vocational, Technical or Professional Qualifications
- Good command of the law and excellent knowledge of the Indian legal system
- Strong communication skills and very good command of the English language
- Must demonstrate attention for detail and possess an investigative and questioning nature.
- Proactive and having foresight.
- Willing to locate to Ahmedabad/Gandhinagar and operate out of the branch in the GIFT city in Gandhinagar
