Compliance Head

Urgent requirement for Compliance and Operations head in IndoreSalary- 8 LPA 10LPA (Negotiable for right candidate)Experience 7- 10 years in Stock Broking is a mustPreferably a male, aged up to 40 yrsJob DescriptionEssentially hailing from the same industry as that of Stock Broking, we are looking for a young dynamic Compliance Head who can take care of the entire operations and business transactions on the grounds of relevant legal and internal rules.• Develop and implement an effective legal compliance program• Create sound internal controls and monitor adherence to them• Draft and revise company policies• Executing audit plans, audit program, and reports• Proactively audit processes, practices and documents to identify weaknesses• Evaluate business activities (e.g. investments) to assess compliance risk• Address employee concerns or questions on legal compliance• Educate and train employees on regulations and industry practices• Address employee concerns or questions on legal compliance• Keep abreast of internal standards and business goalsInterested candidates can mail their resumes on or call us on 738+326447