Verified Job
Customer Support / TeleCaller
Compliance Executive
Customer Support / TeleCaller
#656957
Remote / WFH
Job Description
Job Title: Compliance Executive
About the Company:
Join one of India’s most trusted and fastest-growing financial services organizations, with over 30 years of industry excellence. We are committed to maintaining the highest standards of compliance, ethics, and client trust.
Position Overview:
The Compliance Executive will be responsible for ensuring that the company’s operations align with all applicable regulatory, exchange, and internal compliance requirements. The role involves continuous monitoring, reporting, and coordination with management to uphold compliance standards across all functions.
Education & Qualifications:
Post-Graduation in Commerce (M.Com) / LLB / MBA (Finance) / CS (dropped any Level )
Candidates with prior experience in a stock broking or financial services firm will be preferred
Proficiency in Advanced Excel and MS Word is essential
Good communication and analytical skills are a must
Key Responsibilities:
1. Monitor and review operational processes to ensure full compliance with exchange regulations and ethical standards.
2. Handle daily, weekly, and monthly data uploads, downloads, and submissions in Excel and other reporting formats.
3. Actively track and monitor files to prevent non-compliance, damages, or penalties.
4. Coordinate between department heads and senior management to ensure adherence to compliance frameworks.
5. Conduct periodic assessments, inspections, and internal compliance checks.
6. Assist in implementing new regulatory updates and compliance procedures.
Skills Required:
Strong analytical and problem-solving abilities
Excellent verbal and written communication skills
High level of integrity, professionalism, and attention to detail
Ability to work independently as well as collaboratively across teams
Certification Requirement:
Must complete a compliance-related certification within 3 months of joining
Salary: up to Rs. 35,000 per month , Depend On interview Your skill & Experience
Job Types: Full-time, Permanent,
Benefits:
Leave encashment
Schedule:
Day shift
Morning shift
HR Recruiter Contact Number :
Work Location: In person
Job Types: Full-time, Permanent
Pay: ₹21,000.00 - ₹35,000.00 per month
Benefits:
Leave encashment
Paid time off
About the Company:
Join one of India’s most trusted and fastest-growing financial services organizations, with over 30 years of industry excellence. We are committed to maintaining the highest standards of compliance, ethics, and client trust.
Position Overview:
The Compliance Executive will be responsible for ensuring that the company’s operations align with all applicable regulatory, exchange, and internal compliance requirements. The role involves continuous monitoring, reporting, and coordination with management to uphold compliance standards across all functions.
Education & Qualifications:
Post-Graduation in Commerce (M.Com) / LLB / MBA (Finance) / CS (dropped any Level )
Candidates with prior experience in a stock broking or financial services firm will be preferred
Proficiency in Advanced Excel and MS Word is essential
Good communication and analytical skills are a must
Key Responsibilities:
1. Monitor and review operational processes to ensure full compliance with exchange regulations and ethical standards.
2. Handle daily, weekly, and monthly data uploads, downloads, and submissions in Excel and other reporting formats.
3. Actively track and monitor files to prevent non-compliance, damages, or penalties.
4. Coordinate between department heads and senior management to ensure adherence to compliance frameworks.
5. Conduct periodic assessments, inspections, and internal compliance checks.
6. Assist in implementing new regulatory updates and compliance procedures.
Skills Required:
Strong analytical and problem-solving abilities
Excellent verbal and written communication skills
High level of integrity, professionalism, and attention to detail
Ability to work independently as well as collaboratively across teams
Certification Requirement:
Must complete a compliance-related certification within 3 months of joining
Salary: up to Rs. 35,000 per month , Depend On interview Your skill & Experience
Job Types: Full-time, Permanent,
Benefits:
Leave encashment
Schedule:
Day shift
Morning shift
HR Recruiter Contact Number :
Work Location: In person
Job Types: Full-time, Permanent
Pay: ₹21,000.00 - ₹35,000.00 per month
Benefits:
Leave encashment
Paid time off
