The Compliance Advisory role at Yes Bank is responsible for ensuring that our IT systems are compliant with regulatory requirements.
Key Responsibilities:
• IT compliance and Information Systems Audit for the Bank
• Conducting Information Systems and Security audits, application control reviews, and application functionality reviews
Performing IT audits as per the annual audit plan
• Assisting team members in conducting compliance reviews
• Preparing monthly/quarterly/annual submissions to the Board/Audit & Compliance Committee
Essential Competencies:
• In-depth knowledge of RBI and FEMA requirements for banks in India
• Excellent coordination skills
• Good research capabilities and interpretation of regulatory guidelines
• Knowledge of banking areas like Trade, Remittances, Treasury, etc.
• Ability to drive results and work effectively in a startup environment
• Strong interpersonal skills
Qualifications and Experience:
• Chartered Accountant (preferably first attempt)
• Degree in Law or Company Secretary (added benefit)
• 1-2 years post-qualification experience in Financial Services, preferably handling RBI inspections
• Impeccable integrity and compliance consciousness