Bank Audit Credit Audit- Qualified CA
Experience- 4+ Years
Qualification- Qualified CA
Job Responsibilities: -
• Produce daily profit and loss for the business unit/trading center
•Experience into Bank Audit /Fixed asset Audit/concurrent Audit
• Provide necessary transparency of controls done either for quality assurance or for final validation and control performance
• Obtain necessary sign-off from Front-Office (Traders) of the reported PL
• Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide
• Liaise with different support teams for escalation and remediation of daily issues encountered
• Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively.
• Work with different stakeholders to improve existing processes and outputs
• Produce and review Business level internal and external financial disclosures
• Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks
• Second level of escalation for team issues and for stakeholder escalation
• Close Self-Identified Issues and Audit points on timely basis
• Monitoring of exceptions including investigation and explanation
• Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner
• Process standardization across business
• Provides summary of KRI's for their business area and remediation plans where SLA's are being missed and/or where issues exist
• Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis.
• Work with different stakeholders to improve existing processes and outputs
• The position sits with Rates Business for EMEA region.
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Qualification- Qualified CA
Job Responsibilities: -
• Produce daily profit and loss for the business unit/trading center
•Experience into Bank Audit /Fixed asset Audit/concurrent Audit
• Provide necessary transparency of controls done either for quality assurance or for final validation and control performance
• Obtain necessary sign-off from Front-Office (Traders) of the reported PL
• Participate in CTB (Change the Bank) initiatives of the team as well as domain-wide
• Liaise with different support teams for escalation and remediation of daily issues encountered
• Collaborate with Financial Controlles and Business Relationship managers to ensure front to back controls are managed effectively.
• Work with different stakeholders to improve existing processes and outputs
• Produce and review Business level internal and external financial disclosures
• Performs QA function for processes within his/her teams remit and regularly assesses the effectiveness of the checks
• Second level of escalation for team issues and for stakeholder escalation
• Close Self-Identified Issues and Audit points on timely basis
• Monitoring of exceptions including investigation and explanation
• Review of Balance sheet substantiation and perform Balance Sheet certification as Primary or Secondary Account Owner
• Process standardization across business
• Provides summary of KRI's for their business area and remediation plans where SLA's are being missed and/or where issues exist
• Responsible for ensuring that KOPs are reviewed for relevance and effectiveness on a timely basis.
• Work with different stakeholders to improve existing processes and outputs
• The position sits with Rates Business for EMEA region.